Current jobs related to Risk Advisory Regulatory Compliance Executive - bangalore - KPMG India
-
AVP- Climate Risk Regulatory Compliance
3 days ago
bangalore, India HSBC Full timeSome careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to...
-
AVP- Climate Risk Regulatory Compliance
3 months ago
bangalore, India HSBC Full timeSome careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses...
-
IT Governance Risk and Compliance
3 days ago
bangalore, India MUFG Global Service (MGS) Full timeRole: IT Governance Risk and Compliance Position:Manager / AVP Location: MGS - Bengaluru Job Responsibilities: IRMD is a regional first line of defense function supporting MUFG Banks branches in Asia Pacific region. This role is a team member and is a subject matter expert in the principles, processes and technical aspects of domains related to IT...
-
IT Governance Risk and Compliance AVP
3 days ago
bangalore, India MUFG Global Service (MGS) Full timeRole: IT Governance Risk and Compliance Position:Manager / AVP Location: MGS - Bengaluru Job Responsibilities: IRMD is a regional first line of defense function supporting MUFG Banks branches in Asia Pacific region. This role is a team member and is a subject matter expert in the principles, processes and technical aspects of domains related to IT...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Compliance-Bengaluru-Associate-Regulatory Compliance
4 months ago
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Senior Manager, Risk Assurance and Advisory
3 days ago
bangalore, India Unity Full timeRole Description The opportunity Join our Risk Assurance and Advisory team to provide independent assurance to contribute and improve Unity’s operation. Reporting to the Director, Risk Assurance and Advisory, this role will be a key member of our team, leading the Sarbanes-Oxley (SOX) compliance program and helping to support Unity’s Risk...
-
Senior Manager, Risk Assurance and Advisory
2 weeks ago
bangalore, India Unity Full timeRole Description The opportunity Join our Risk Assurance and Advisory team to provide independent assurance to contribute and improve Unity’s operation. Reporting to the Director, Risk Assurance and Advisory, this role will be a key member of our team, leading the Sarbanes-Oxley (SOX) compliance program and helping to support Unity’s...
-
Senior Compliance Manager
3 months ago
bangalore, India PhonePe Full timeRole: Senior Manager , Product Risk Assessment /Program Advisory Compliance Program Advisory Role plays a very crucial role in ensuring all functional units are duly guided during the development life cycle of the new product along with regular maintenance of the product on the platform. The unit also plays a very important role in managing the compliance...
-
Security Risk and Regulatory Tech Compliance
3 days ago
bangalore, India KreditBee Full timeRoles and Responsibilities:Ensure Compliance with the Regulatory requirements w.r.t the Information and Cyber Security requirements - RBI, UIDAI, CIC, etc.Identify and develop the InfoSec Policy, Processes, and Procedures to incorporate the industry benchmarks / best practices and the latest trends.To identify, track, monitor & ensure compliance with InfoSec...
-
Security Risk and Regulatory Tech Compliance
4 months ago
bangalore, India KreditBee Full timeRoles and Responsibilities: Ensure Compliance with the Regulatory requirements w.r.t the Information and Cyber Security requirements - RBI, UIDAI, CIC, etc. Identify and develop the InfoSec Policy, Processes, and Procedures to incorporate the industry benchmarks / best practices and the latest trends. To identify, track, monitor & ensure compliance with...
-
IT Governance Risk and Compliance
2 weeks ago
bangalore, India MUFG Full timeRole: IT Governance Risk and CompliancePosition: Manager / AVPLocation: MGS - BengaluruJob Responsibilities:IRMD is a regional first line of defense function supporting MUFG Bank’s branches in Asia Pacific region. This role is a team member and is a subject matter expert in the principles, processes and technical aspects of domains related to IT...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Bangalore City, India MetaMorph Full timeAbout MetaMorph:MetaMorph is a 360° HR Advisory firm incubated within Blume Ventures and dedicated to helping startups scale, evolve, and grow. We’ve helped more than 220 startups and multiple hires (and counting), providing them with the platform and opportunities they deserve.About Our Client:Our client is a is the world's most advanced metabolic...
-
Assistant Manager-Regulatory Compliance
3 days ago
bangalore, India HSBC Full timeSome careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to...
-
Assistant Manager-Regulatory Compliance
3 months ago
bangalore, India HSBC Full timeSome careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses...
-
bangalore, India MetaMorph Full timeAbout MetaMorph: MetaMorph is a 360° HR Advisory firm incubated within Blume Ventures and dedicated to helping startups scale, evolve, and grow. We’ve helped more than 220 startups and multiple hires (and counting), providing them with the platform and opportunities they deserve. About Our Client: Our client is a is the world's most advanced...
-
bangalore, India MetaMorph Full timeAbout MetaMorph:MetaMorph is a 360° HR Advisory firm incubated within Blume Ventures and dedicated to helping startups scale, evolve, and grow. We’ve helped more than 220 startups and multiple hires (and counting), providing them with the platform and opportunities they deserve.About Our Client:Our client is a is the world's most advanced metabolic...
-
Senior Manager, BFSI Compliance – Lending
3 months ago
bangalore, India PhonePe Full timeRole: Senior Manager, BFSI Compliance – LendingCompliance Program Advisory Role plays a very crucial role in ensuring all functional units are duly guided during the development life cycle of the new product along with regular maintenance of the product on the platform. The unit also plays a very important role in managing the compliance requirements as...
Risk Advisory Regulatory Compliance Executive
4 months ago
KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada.
KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focussed and technology-enabled services, which reflect a shared knowledge of global and local industries and our experience of the Indian business environment
Overview:
Sustaining and enhancing the quality of this professional workforce is KPMG's primary objective. Wherever our firms operate, we want them to be no less than the professional employers of choice.
KPMG was established in India in September 1993 and has rapidly built a significant competitive presence in the country. The firm operates from its offices in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Kochi, Kolkata, Mumbai, Noida, Pune and Vadodara, and offers its clients a full range of services, including financial and business advisory, tax and regulatory, and risk advisory services.
In India, KPMG has a client base of over 2700 companies. The firm's global approach to service delivery helps provide value-added services to clients. The firm serves leading information technology companies and has a strong presence in the financial services sector in India while serving a number
of market leaders in other industry segments.
Our differentiation is derived from a rapid performance-based, industry-tailored and technology-enabled business advisory services delivered by some of the leading talented professionals in the country. KPMG professionals are grouped by industry focus and our clients are able to deal with industry professionals who speak their language. Our internal information technology and knowledge management systems enable the delivery of informed and timely business advice to clients.
KPMG's global Financial Risk Management (FRM) practice was founded in 1998. Today, it is a market leader supported by 2,100 risk professionals in 51 countries. FRM practice in India is an integral part of a global practice helping clients to identify their exposures, develop a risk management strategy that maximizes competitive advantage and business performance, and apply a comprehensive risk management discipline, supported by leading tools and experienced, specialist resources.
EOE KI :
KPMG India has a policy of providing equal opportunity for all applicants and employees regardless of their color, caste, religion, age, sex/gender, national origin, citizenship, sexual orientation, gender identity or expression, disability or other legally protected status. KPMG India values diversity and we request you to submit the details below to support us in our endeavor for diversity. Providing the below information is voluntary and refusal to submit such information will not be prejudicial to you.Postgraduates/Graduates with 1-4 years of experience in Financial Services Industryhis role is for a senior resource who will be responsible for E2E project execution - requirement gathering, defining the scope, liaising with technology and business, identifying risks and dependencies, test execution plan, change management, project delivery and aligning internal and client expectations throughout the life cycle of the project. The candidate needs to be conversant with the applicable regulations, and ensure the regulatory reporting being performed are carried out in a comprehensive manner to ensure that the control environment is always robust. Needs to identify the risk & control issues through continuous monitoring and data analytics. The candidate should be able to design and implement reconciliations to improve data accuracy and timeliness. Needs to collaborate with various stakeholders on matter of regulatory reporting - business and/or compliance requirement, reconciliation methodology, asset management and control aspects for seamless functioning of the unit.Work as a member of the Trade Processing team that includes Trade Capture, Matching & Settlement of Securities, FX products and Money Market Instruments Process Global Security transactions on global platforms within given deadlines Interact with both internal and external stakeholders to resolve trade confirmation and settlement queries in accordance with client SLAs Monitor transactions to confirm client instructions are processed accurately to ensure timely settlement and accounting Reporting of exceptions in line with internal controls and external requirements, escalating, if need be, to appropriate teams for faster resolution Should be able to understand the E2E trade life cycle from a product perspective Work through different kinds of trade events like Novation, Cancellation and Option expiry Timely and accurately capture all transactions in Risk Management Systems, complete intraday processes including completeness and reconciliation checks Build an in-depth understanding of all trading structures from a financial and operational perspective Manage and configure client accounts, as well as the various products offered, act as the interface between Front and Back Office to ensure smooth transition of transactions Participate in various Middle Office projects related to optimizing management of the activity Should be able to perform and recommend data analysis and conduct gap analysis wherever necessary Review & document the current system infrastructure and work with technology to understand the As-Is data flow Should be able to understand the regulation and map it to the internal system architecture to create a To-Be data flow Define operational KPIs for progress and publish MIS for senior management Sound understanding of the various Regulatory regimes and should be able to independently associate the reportable attributes for all the regimes Should be able to identify areas wherein manual efforts are being carried out and work towards automation of the same Should be able to liaison with Regional counterparts for best risk practices Consistently deliver quality client services and take charge of the project area assigned to him/her. Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge.
