Electronic Communications Surveillance Specialist
7 days ago
At Compliance Conduct and Operational Risk division, as a E-Communication surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with the policies. The E-Communication surveillance team would be responsible for looking into the risks across markets using the established surveillance program to safeguard the firm against any reputational and/or financial risk while complying with internal policies and regulatory requirements. The Firm’s Global Compliance Surveillance team is hiring experienced E-Communication and Voice Surveillance analysts. Key responsibilities and qualifications for available roles include: Job responsibilities Review applicable communications surveillance alerts and communications subject to first-level review and identify unusual activity and potential compliance issues Working with business and compliance stakeholders to identify potential market misconduct and escalate potential compliance issues Conducting alert-based reviews for potential violations of laws, rules, and regulations. Work along with peers, handle multiple reports, engage in result-oriented tasks in a fast-paced environment Identifying areas for process improvement and contribute towards the same Additional duties as assigned & Identifying areas for process improvement and contribute towards the same Identify key issues, risks, trends, observations and have them highlighted to management/key stakeholders Proactive, possessing a sense of ownership and accountability in following through on existing issues and cases Required qualifications, capabilities, and skills: Qualified graduate with minimum of 4 years of relevant experience in E-Communication/trade surveillance process Product experience with financial products (including equities, futures and Fixed income) and/or information barriers / Asset management An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules, regulations and policies Experience with Smarsh Connected Archive, NICE VOISS or similar surveillance systems is a plus
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Hyderabad, Telangana, India Talentboon Consulting Full time ₹ 5,00,000 - ₹ 25,00,000 per yearRole & responsibilitiesMonitor and review employee electronic communications (email, Teams, WhatsApp, SMS, Bloomberg, etc.) for potential policy breaches, regulatory violations or misconduct.Identify and escalate red flags related to insider trading, market manipulation, information leakage, fraud or inappropriate business conduct.Classify, document and...
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Hyderabad, India JP Morgan Chase & Co. Full timeJob Description At Compliance Conduct and Operational Risk division, as a E-Communication surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with...
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Hyderabad, Telangana, India JPMorgan Chase Full time ₹ 12,00,000 - ₹ 18,00,000 per yearAt Compliance Conduct and Operational Risk division, as a E-Communication surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with the policies....
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Hyderabad, Telangana, India JPMorganChase Full time ₹ 6,00,000 - ₹ 10,00,000 per yearDescriptionAt Compliance Conduct and Operational Risk division, as a E-Communication surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with the...
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Hyderabad, Telangana, India JPMorganChase Full time ₹ 10,00,000 - ₹ 15,00,000 per yearJOB DESCRIPTIONAt Compliance Conduct and Operational Risk division, as a E-Communication surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with...
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Hyderabad, India JPMorganChase Full timeJob Description Job Description At Compliance Conduct and Operational Risk division, as a E-Communication surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee...
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Hyderabad, Telangana, India JPMorgan Chase Full timeJob Category CCOR Foundation At Compliance Conduct and Operational Risk division as a E-Communication surveillance personnel you would be responsible for identifying potential instances of market abuse notably insider trading and market manipulation using well known surveillance systems conducting surveillance of activities in Firm and Employee accounts to...
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E-Comm Surveillance
4 days ago
Hyderabad, Telangana, India Cantor Fitzgerald Full time ₹ 12,00,000 - ₹ 36,00,000 per yearResponsibilitiesAbout the FirmWe are a leading global financial services organization with a strong presence across major markets. Our Firm provides a full range of investment banking, brokerage, and asset management services. We are committed to maintaining the highest standards of integrity, regulatory compliance, and operational excellence.Position...
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Surveillance Executive
4 days ago
Film Nagar, Hyderabad, Telangana, India MEGHAVI WELLNESS PRIVATE LIMITED Full time**Job Title**: Surveillance Executive **Department**:Security & Surveillance **Job Summary**:* **Note**: Interested ones can come for the walk-in interview from Monday - Saturday 11am - 6pm & contact me on 8712630730 (Keerthana) **Key Responsibilities**:* Monitor on CCTV and IT systems. Technical & IT Support Oversee the installation, configuration,...
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Hyderabad, Telangana, India Synchrony Full time ₹ 12,00,000 - ₹ 24,00,000 per yearJOB_POSTING Job DescriptionRole Title:AVP, Treasury Operations Surveillance Specialist (L10)Company OverviewSynchrony (NYSE: SYF) is a premier consumer financial services company delivering one of the industry's most complete digitally enabled product suites. Our experience, expertise and scale encompass a broad spectrum of industries including digital,...
