Compliance Officer

4 weeks ago

Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

Position Name - Compliance Officer-AIF Location - Gift City, Gandhinagar Experience Range - 5-8 yrs Mandatory Requirement: Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks Job Roles and Responsibilities: Ensure full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions. Supervise investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting. Monitor, interpret, and implement regulatory changes in internal policies and procedures. Coordinate with trustees, auditors, valuers, fund administrators , and other stakeholders. Track and maintain compliance with SEBI AIF / IFSCA FME regulations , PMLA / AML-CFT rules , cybersecurity , and data protection norms . Maintain and update compliance manuals, policies, checklists, and calendars for all entities. Escalate material compliance risks or breaches to senior management and support remediation. Oversee KYC/CDD for investors and portfolio companies, conduct PEP/sanctions screening , and file STRs/CTRs with FIU-IND as required. Prepare and file regulatory reports. Coordinate and support regulatory audits, inspections, and investor reporting , ensuring timely and accurate submissions. Qualification and Experience: Bachelor’s degree in Law, Finance, Commerce, or a related discipline • Professional credentials desirable (CA / CS / CFA / MBA / relevant certification) • Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services • Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements • Strong analytical and documentation skills; ability to interpret and operationalize legal/regulatory requirements • Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders • High level of integrity, confidentiality, and ethical standards • Experience in investor onboarding, due diligence, background verification • Knowledge of international AML / sanctions frameworks

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